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REFLECTIONS ON REFORMED EPISTEMOLOGY
Professor Terence Penelhum
"Reformed Epistemology" is the title often given to an influential body of apologetic arguments that have been offered in recent years by a group of Protestant Christian philosophers: in particular by William Alston, Alvin Plantinga and Nicholas Wolterstorff. The title comes from the fact that these arguments have been said to represent the same judgments of the relationship between faith and reason that are found in the Sixteenth Century Reformers, particularly John Calvin. While I incline to think this rather domesticates Calvin for the philosophical community, I am not interested in arguing this historical point. I have my own preferred name for this set of arguments: I call them the Basic Belief Apologetic, for reasons that will be obvious when we get into the detail. I want to suggest two things in this paper. First: the Apologetic is a sound one. Second: it is far less important than it is commonly thought to be, and in fact accentuates a problem to which its practitioners seem to think it is a solution.
If we look at the condition of contemporary
philosophy of religion, we find that there is quite a lot of continuing
activity in traditional natural theology. The bestknown
example of a contemporary natural theologian is Richard Swinburne.
But I think it is fair to say that the continued activity in natural
theology has been upstaged by the Apologetic that I wish to discuss
this morning. For if that apologetic is sound, one of the primary
motives for doing natural theology is a mistaken one.
One can believe this without believing that natural theology
is impossible. Indeed, Plantinga, for example, has practiced it quite often.
He has revived the Ontological Proof, for instance; and his latest book, Warrant
and Proper Function, concludes with two chapters that are obvious examples
of original natural theology (with an epistemic base). If the Basic Belief Apologetic
is sound, however, doing natural theology is religiously questionable, or at
best unnecessary. For it has, the argument goes, been undertaken for reasons
that can only seem compelling to thinkers who have been entrapped by assumptions
that have dominated western philosophy since Descartes and Locke the assumptions
of what the Reformed Epistemologists refer to as Uclassical,' or "Enlightenment"
Foundationalism.
There is some unclarity, or perhaps some historical disagreement,
among Reformed Epistemologists, about how far back one has to go to find the
origins of the assumptions they are attacking. Plantinga writes occasionally
as though foundationalism is a philosophical stance that we find in Aquinas
and in Plato. But for the most part the assumptions are traced to the early
modern period, and in particular to Descartes and to Locke. The historical
point is not solely of antiquarian interest, since it is selfevident that
the enterprise of natural theology is one that predates Descartes and Locke,
neither of whom were very good at it. I shall use the phrase "Enlightenment
Foundationalism" to refer to the tradition and assumptions of Descartes
and Locke and those who followed them and derived their attitudes toward faith
and reason from them.
What, then, is Enlightenment Foundationalism, and what
are its attitudes toward faith and reason? Here follows, with apologies, a little
potted history.
lt all starts with Descartes, who says himself that he
is seeking to lay foundations on which he will build a firm and lasting structure
in the sciences. In the sciences. The foundations he lays are being laid
so that the sciences should be free of two quite different hazards. The first,
which Descartes talks about quite a lot, is the challenge of Pyrrhonian scepticism.
This was enjoying a fashionable revival because of the rediscovery of the works
of Sextus Empiricus. Popkin has made it very cleasr that scepticism is not something
Descartes invented in the First Meditation, which I was taught, but something
he found around him and tried to answer; he answered it by carrying some of
its arguments further than they had been carried by Sextus and his followers,
and then refuting them. As a result of this, he bequeathed modern philosophy
a completely different understanding of what a sceptic is, which is not much
like the one that existed before. For one thing, the old type of sceptic actually
existed; Descartes' sceptic was merely an invented personage that it became
the duty of every redblooded epistemologist to refute.
I cannot develop this here. But Descartes bequeathed
the following picture of the problem the sceptic is supposed to
pose. The sceptic is not, in the first place, devoid of knowledge;
he has lots of it. But all the knowledge he is sure he has is
knowledge of the state of his own ideas; this, however, he does
have. As Hume put it later, consciousness never deceives. So the
sceptic is equipped, in Descartes' view, with a bedrock foundation
of knowledge, of his own mental states. The problem is the problem
of moving out from this knowledge to knowledge of the "outer"
or "external" world, whose very existence is problematic.
So the problem Descartes sets himself to answer is that of overcoming
what is sometimes called the Egocentric Predicament.
There is only one way out, if there is any. That is the
discovery within the mind of some idea or ideas that can guarantee they represent
a reality outside it. Notoriously Descartes tries to provide this escape route
by developing the doctrine of clear and distinct ideas whose veracity is guaranteed
by the proof of God's existence; the socalled Cartesian circle results
from the fact that the proof of God's existence relies on the very intellectual
processes that God's existence has to underwrite. This is not our concern now,
however; what is relevant now is that the socalled foundationalism of
modern epistemology derives from the manner in which Descartes seeks to refute
scepticism, and has two key components: (1 ) the belief that the certainty of
all real knowledge depends on the derivation of the propositions we claim to
know from propositions of a privileged class that are beyond doubt; (2) the
belief that the propositions in this privileged class are in it because they
are uniquely accessible to indeed are within
the subject's consciousness: such
as selfevident truths (for Descartes and his rationalist successors) or
sensory experiences (for Locke and Rfs successors
in the empiricist tradition).
But Descartes was not only seeking to fend off Pyrrhonian
scepticism. His hidden agenda also included he wish to create an accommodation
between science and the church authorities who had shot themselves in the foot
by condemning Galileo. He needed a sound theoretical base for a guarantee of
nonfnterference. Galileo
had been condemned by an apparently tolerant clerical hierarchy because he had
been unwilling to accept the supposedly conciliatory suggestion that his astronomical
claims were mere convenient devices for predicting celestial phenomena. Descartes
wanted science to have the unquestionable underpinning that shows it tells us
how the world outside really fs. The foundationalist programme is one
that shows science to be the source of truth. Of course a price has to be paid:
science is only the source of truth about material things. But it is that. If
one is prepared to pay that price, then one has a theoretical basis for saying
that all theological comment on science is henceforth inappropriate.
If this historical estimate of what Descartes was about
is right, it explains the subsequent development of a cultural situation to
which the Basic Belief Apologetic is a contemporary response. What Descartes
has done is create a philosophical situation in which the purpose of epistemology
and indeed metaphysics has not been the integration of secular knowledge and
religious faith, as it was in Aquinas, but their separation. The understanding
of what knowledge is is one that seeks to guarantee the autonomy of science,
and naturally invites one to doubt whether there can be theological knowledge
at all.
But this implication took time to be recognised, ironically because there was so much natural theology, and because its most popular form, the Design Argument, was supposedly a scientific proof. But it was eventually recognised, for two reasons: (1 ) the rise of deism brought about a split between philosophical proofs of God and the appeal to revelation, so that it was no longer obvious that if you proved God exists you might expect him to have revealed himself in history; (2) Hume and Kant showed, or were thought to have shown, that the proofs, especially the Design Argument, were failures. By the time they had shown this (or were thought to have shown this) the Cartesian foundationalist programme had so determined the culture of philosophy that success in natural theology was assumed, almost on all sides, to be a prerequisite for the existence of any theological knowledge whatever. Found.ationalism had spawned what Reformed epistemologists now call ~evidentialism."
This (if I understand correctly) is the contention that
for belief in God to be reasonable belief, it has to be shown to be at least
likely on the basis of reasons that can themselYes be known to be true on
the foundationalist model. That is, it has to be supported by evidence that
is not itself theological in character. Knowledge of God must be mediate or
inferred knowledge, as it is in classical natural theology. The Basic Belief
Apologetic, to which I now return, is a protest against this assum ption.
The protest begins with a selfreferential argument
that Plantinga has stated several times. Why should we assume that no belief
is rational if it is not either selfevident, or an incorrigible deliverance
of consciousness, or inferred from some other belief that is in one of these
two classes? The thesis that only beliefs that conform to this requirement are
rational ones can not itself be stated without violating this principle, since
it is neither selfevident nor incorrigible, nor deducible from a proposition
that is. "It is no more than a bit of intellectual imperialism on the part
of the founationalist." But if we resist it we will see that belief in
God may well be rational even if it is not inferred from beliefs that conform
to the foundationalist programme. It might be ~ properly basic." Those
who believe in God this way have not been shown by the foundationalist to have
violated any epistemic or doxastic obligations in doing so.
This is the negative thrust of the Basic Belief Apologetic;
and I think there is no point whatever in fighting it . But it leaves a deep
uneasiness behind it, as all selfreferential refutations do. For they
never address the motives behind the adoption of the incautious principles they
refute. Plantinga, Alston and Wolterstorff are aware of this unease, and try
to address it. It comes, of course from the fact that if we put aside any requirement
for independent justification for religious belief, we seem to open the way
to anybody's dogmatic assertions, to a potential chaos of clashing convictions
in which one enthusiast's leap into absurdity is as good as anyone else's, and
(as Locke put it) ~there is nothing but the strength of our persuasions whereby
to judge of our persuasions."
To head this off, Reformed epistemologists have developed
a positive line of argument which I also think is sound and will not contest.
I continue for the moment with Plantinga's version of it. Although a believer
may hold his or her belief in God without inferring it from other beliefs (that
is, may hold it as basic), this does not make it groundless. For it may
be occasioned (or as he expresses this, "called forth") by religious
experience. Such experience will not be something from the report of which
the believer then infers some belief about God, but will be that
which, nevertheless grounds his or her conviction. He proceeds to draw an analogy
between belief in God and other, secular, beliefs that are also held as basic
but have analogous occasions, and which we have no temptation (unless we are
epistemological sceptics) to dismiss as groundless or arbitrary. (Obvious examples
are sensory beliefs or inductive beliefs or beliefs about other minds.) This
analogy between religious and secular beliefs is prominent in the trilogy of
which he has so far published the first two volumes, and is central to the similar
argument for the rationality of Christian belief developed by Alston in Perceiving
God, which I think is the finest document of Reformed Epistemology to date.
This apologetic argument is one with an ancestry.
It is used by fideistic thinkers such as Pascal and Kierkegeard,
in a form that I have discussed elsewhere and have called the
Parity Argument. In its fideistic form it owes a good deal to
classical (or preCartesian) scepticism: Pascal and Kierkegaard
maintain (as I read them) that in daily life we can and must follow
beliefs that reason has no chance of justifying, and that if we
are prepared to do this in accepting the deliverances of senseperception,
for example, there is no good reason for hesitating to accept
the truths of revelation. They are indeed outside the scope of
human reason, but so are the convictions of everyday life. When
heard from the pulpit, this argument is sometimes put by saying
that we need faith to believe that the sun will come up tomorrow
as much as we do to believe that Jesus was the Son of God.
The Reformed epistemologists are not maintaining
this, or claim that they are not. Plantinga in particular rejects the title
of fideist. In seeing why he rejects this title we can see more clearly what
sort of epistemological position the basic Belief Apologetic implies. It does
not try to place faith outside the realm of reason, but to make us face up to
the fact, or supposed fact, that postCartesian foundationalism has misdescribed
what reason requires. Reason does not require us to construe all wellfounded
belief as belief that is derived from the startingpoints that foundationalism
approves. Here Reformed epistemology has found a hero: Thomas Reid. As Alston
and Plantinga and (especially) Wolterstorff read him, Reid saw that we are constituted
so as to form beliefs about the world as the result of a wide range of quite
distinct and autonomous kinds of occasion for example, through
memoryexperiences, through the hearing of testimony, through perception, through
inductive repetition, and the like; and it is mere epistemic chauvinism (to
use Alston's phrase) to insist that all rational beliefformation must follow
one or two patterns. Here, of course, what Reid says, or is read as saying,
is very like what we have heard in our own day from Moore and from the Wittgenstein
of On Gertainty. On this view, the rational being is not someone who
follows the Procrustean path of attempting to force all beliefformation
into one pattern, but someone whose beliefs are determined by the doxastic
practices that are built into our natures. The consequence of this (which, historically,
it does not seem that Reid himself drew) is that religious beliefs too are formed
by rational beings as the result of the kinds of religious experiences of God's
actions and God's presence to which Christians down the centuries have pointed.
The basic beliefs of the Christian are not a challenge or an offense to reason,
but one more manifestation of reasonableness.
On the whole I accept this thesis, though I will note that
there is one interesting difference here between Alston and Plantinga. Alston's
book argues that what he calls Christian Mystical Practice, or CMP, is a wholly
rational mode of beliefformation, and that in all relevant respects (not
all respects whatever) it resembles our habitual doxastic practice of forming
and sustaining beliefs about the physical world through sensory experience.
In arguing this he unsurprisingly stresses the distinctive phenomenology of
Christian mystical experience, which he says can be rendered as experience of
God appearing to us. He concedes, indeed he emphasises, that when philosophers
have attempted, in the Cartesian tradition, to provide external justification
of our reliance on sense perception, their arguments have always been circular,
but he maintains that this does not show reliance on senseperception is
irrational, since this reliance is a socially established doxastic practice
that offers rewards that at least meet the standards of practical rationality.
If this is true, philosophers who have denied the same to be true for Christian
Mystical Practice have been guilty of applying a double standard.
In the first two books of his ongoing trilogy, Plantinga,
following the arguments in his earlier essays, has emphasised a much wider set
of analogies between Christian beliefs about God and secular beliefs. On the
one hand, he has offered as examples of properly basic beliefs about God, beliefs
such as a Christian's conviction that God is wrathful at his wrongdoing, or
her conviction asshe repents that God has forgiven her sins; and it is
striking that these may well not have any distinctively religious phenomenology
about them. And on the other hand, in Warrant and Proper Funchon, he
follows Reid in listing a large number of rational doxastic practices, of which
only some, such as senseperception and memory, could be said by anyone
to have a distinctive phenomenology.
It is too early to say how far this difference
represents a different apologetic argumentform. But if there
is no primacy to be given to the forms of religious experience
that have a distinctive phenomenology, it seems that many of the
occasions of the formation of basic religious beliefs have nothing
distinctive about them to the believer but the fact that on these
occasions believers come to have the convictions whose rationality
is being defended.
Those familiar with Plantinga's two recent volumes will
of course want to emphasise that I have left out what he makes central there,
namely the concept of warrant. I will conclude my very inadequate exposition
of what he says by commenting on this. He distinguishes now between two aspects
of the rationality of beliefs, namely justification and warrant. A belief is
justified if those who have it have come by it in ways the fulfil their doxastic
obligations: if they have not neglected to look or listen or read, and have
not been bigoted or biased. But we can fulfil all such obligations and still
not have warrant for what we believe.. Warrant is that "elusive quality
or quantity enough of which, together with truth and belief, is sufficient for
knowledge." A believer has warrant for a true belief if the belief, in
addition to being true, is the product of some cognitive faculty or mechanism
that is functioning as it should in its proper environment, and is a mechanism
that is aimed at truth. Briefly and informally, Plantinga accepts from "reliabilist"
theories of knowledge that we may well know things without having privileged
access to the nature of the processes that yield our knowledge; what
counts is that we have reliable faculties (such as senses or memory) that are
functioning in a way that is up to standard; and they have to be faculties whose
aim is truth. Some beliefgenerating mechanisms are not aimed at truth
but at survival or comfort: an example is the unwarranted but often beneficial
conviction of patients with lifethreatening diseases that they are certain
to recover.
If this complex of conditions is satisfied,
in Plantinga's view, a true belief is warranted. The key to the
argument is the claim that there are many beliefgenerating
mechanisms that yield warrant, in additions to those approved
by classical foundationalism.
I begin my responses to this Apologetic by returning again,
briefly, to the apparent lack of unanimity about the importance of a distinctive
religious phenomenology. If we see the task of the apologist as that of bridging
the divide between believers an doubters who already share a large number
of secular common sense convictions, the presence or absence of a distinctive
religious phenomenology can be very important. For that phenomenology can be
used to reinforce the analogy between the religious practice where it is central,
and the secultr doxastic practices where there is a distinctive phenomenology
also, such as sense perception. If doubters do not have the relevant religious
experiences, not only is that their loss, but they incur the special duty of
explaining away their occurrence in the life of believers a duty
which generates, thus far (one thinks of Freud, for example) some rather strained
and fanciful theorising. But if religious experience does not include a distinctive
phenomenology, and the apologetic that centres on it offers us merely a doxastic
machinery that generates convictions, then doubters can simply say that the
religious doxastic machinery is absent (or does not work) for them. In saying
this they are doing nothing that is inconsistent with their prior acceptance
of secular common sense convictions. Plantinga is right that this does not impugn
the believer's doxastic practices; but it is equally true that there is nothing
in the doubter!s refusal to endorse them that represents a violation of the
doubter's doxastic obligations either.
I will try to put this point in terms of Planting's
later language of warrant. He explains what warrant is in a way
that implies that only true beliefs can have it. One is tempted
to think that a false belief could have it: for if warrant is
that which, when added to true belief, yields knowledge, it seems
that whatever fulfills this role might be something that could
be added to false beliefs too, although of course it would not
yield knowledge in their case. But Plantinga defines warrant in
detail as something we have when a doxastic mechanism functions
as it should, and is one that is aimed at truth. So to ascribe
warrant, thus understood, to religious beliefs, is to presuppose
there /s religious truth. The believer is in violation of no doxastic
obligation in supposing this. But the doubter is in violation
of no doxastic obligation by declining to.
I think this suggests that the Basic Belief Apologetic serves,
even in a postfoundationalist context, only as a negative or defensive
apologetic, not a positive one. As a positive one it relies on a mere presupposition
that there is religious truth, and does not embody any argument to show that
there is any.
But let us put this difficulty aside. I think there is
a point of much greater importance to be made. It is a point that, in the literature
to date, only Alston has seen fit to attend to. The very parity that makes it
needful to classify faith as rational if we are not to deny the title to sensory
or memory or inductive beliefs, makes it equally needful to classify other,
competing, beliefsystems as rational also. They too are the result of
socially established doxastic practices; they too are capable of discriminating
justified from unjustified constituent beliefs; and they tool are capable of
responding to external criticisms and of explaining the psychological appeal
of the competition. To say that the doxastic mechanisms that yield them are
not aimed at truth is to speak from within your own doxastic system, but not
to refute theirs.
Examples are easy to come by, and hard to cut
off once one begins. The first set of examples are other religions.
There are the other theistic religions. More seriously, there
are the other religions that are not clearly theistic, and which
have radically different religious phenomenologies at the core
of their spirituality. The second set of examples are nonreligious
soteriological systems like Freudianism and Marxism, that offer
liberation from deep spiritual disorders, diagnostic explanations
of resistance to their prescriptions and modes of doxastic practice
that conform to these diagnoses. And a third set of examples (and
I think this wili do to make the point) are nonsoteriological
secularising systems of thought like the philosophies of Lucretius
or Hume or Bertrand Russell that judge religion itself to be a
source of spiritual and doxastic disorder from which they think
we should be relieved to be emancipated.
These classes overlap; and they are all capable of justification, as far as I can see, by arguments of the form that Reformed Epistemologists use to defend Christianity. Which is not in the least to argue that these
arguments are unsound. If classical foundationalism is a spent force,
they are sound arguments; but they leave us with a doxastically crowded
field. And each competitor in the field is an open option to a great many
peopl e.
One way of describing this perplexing situation is that
we live in a multiply ambiguous world. This is a world in which
Christianity competes, it seems, with other doxastically rational religious
traditions which are increasingly wellunderstood by it, and it by them,
and them by each other; and in which each such tradition competes with many
forms of secularised naturalism of which the same can be said.
This situation is one that is tailormade
for someone who thinks like the preCartesian sceptic, who
saw a large variety of competing ideologies and beliefsystems,
and saw that each could sustain itself by philosophical argument,
and judged this very fact to be a reason to suspend judgment about
all of them. This is a rational response, and readily understandable
after a few courses in philosophy and comparative religion. But
it is not the only rational response. What is one to say if one
recognises that this is our intellectual situation, but does so
while remaining in one of the competing beliefsystems, such
as Christianity or Buddhism, or whatever?
I submit that the doxastic obligation of the rational being
faced with this ambiguity is to try to resolve it; to try to disambiguate
our world. If it is doxastically proper to retain a set of convictions in such
a world, it is nevertheless obligatory to find some arguments to sustain them.
This, after all, is what traditional natural theology sought to do. It predates
Enlightenment foundationalism, and I submit that Christianity has more need
of it than ever. The arguments of Reformed epistemology do not show it is not
needed. All they show is that Christians have not been irrational to come by
their beliefs without doing it first. This is not enough, once one comes to
see how readily the same point can be made about so many other world
views. One does not defeat one's opponents by beating one's own chest. Reformed
epistemology does not show us we do not need natural theology. It helps reveal
a situation in which we can see we need it more than ever.
Terence Penelhum
University of Calgary
REFERENCES (Selected)
Alston, William P. Perceiving God. Cornell,
Ithaca, 1991 .
Plantinga, Alvin. "Reason and Belief in
God", in Faith and Rationality, ed. Plantinga and
Wolterstorff, Notre Dame, 1983. Warrant: The Current Debate.
Oxford, 1993. Warrant and Proper Function. Oxford,
1993.
Wolterstorff, Nicholas. "Can Belief in
God be Rational if it has no Foundations?" in Faith and
Rationality
Among Terence Penelhum's many books are is:
Reason and Religious Faith, Boulder, Westview Press, 1995
Butler, London, Routledge & Kegan Paul, 1985